How do we evaluate students or participants ethically?

Direct Answer

To evaluate students or participants ethically, follow IRB and federal guidelines about data collection with human subjects. Then consider the way you ask people to participate, who is asking them questions, how the data are stored, and who has access to it. These choices shape both the ethics of the evaluation and the quality of what you learn. When the person asking holds a role in the participant's life, such as the professor who grades a student or the staff member who provides a participant's services, that relationship can affect how freely people take part and how openly they answer. An external evaluator asking questions and maintaining privacy removes the power dynamic between program staff and participants or professors and students. Whether your evaluation needs IRB review in the first place is a question for your IRB, covered in Does my program evaluation need IRB approval?. If your participants include minors, Can we survey minors or vulnerable participants in our program? explains the added protections.

Angelika Gulbis, Ph.D.

Angelika Gulbis, Ph.D.

Co-founder and workforce development consultant, Grantibly

Best Move

Before you collect anything, check each question against an evaluation question, decide who will ask it, and decide where the answers will be kept and who can see them.

Why It Works

Those choices shape both the ethics of the evaluation and the quality of what you learn, and they're easier to make before data collection starts than to change afterward.

Next Step

Ask your IRB what your institution's guidelines require for your participants and your data, then plan how you'll report back to the people who took part.

What you need to know

Consider the way you ask people to participate, who is asking them questions, how the data are stored, and who has access to it. These choices shape both the ethics of the evaluation and the quality of what you learn.

Angelika Gulbis, Ph.D., Grantibly

How much is too much to ask of participants?

Asking too much of participants means asking for information that won't help answer an evaluation question: if it won't, don't ask for it. Every added survey or measure creates work for the people answering it, and for project staff and evaluators too.

Evaluation plans grow easily. Another survey gets added, then another measure, another group to ask, and data collection every semester. More data aren't necessarily better data. A focused plan makes intentional choices about what needs to be measured, when it needs to be measured, who needs to be asked, and what the project will do with the information. That protects participants' time, and it keeps survey fatigue from lowering the quality of the answers you do get.

When you're deciding which data a grant evaluation needs in the first place, What data do I actually need to collect for my grant evaluation? walks through it.

How do we keep participants' answers private?

To keep participants' answers private, explain what you're asking, why, and how the information will be used; keep it secure; and report results so no one can be identified. When consent is required, the federal rule lists what people must be told, including the purpose, how confidentiality of their records will be maintained, and that taking part is voluntary.

Keeping answers secure means deciding, before anything is collected, where the data will be stored and who on the team can see individual responses. Reporting so no one can be identified takes more than leaving names off. In a small program, a role, a site, or a quoted comment can be enough to point to one person, so check every table and quotation with that in mind.

Who asks the questions matters here too. An external evaluator asking questions and maintaining privacy removes the power dynamic between program staff and participants or professors and students. At Grantibly, your institution retains full ownership of all primary program data, and we maintain secure, encrypted copies strictly for evaluation analysis and synthesis.

What do we owe participants after they take part?

What you owe participants after they take part is follow-through: tell them what you learned and what's changing because of it. People who gave their time and their honest answers should hear what came of them. If something they raised can't change, say so and explain why.

Incentives, if offered, should be decided in accordance with IRB rules and ethics as well as funder allowances. Settle that before you invite anyone to take part, so what you promise matches what you're allowed to provide. When you're sharing results with a wider community, How do we share results with the community without breaking trust? looks at doing that well.

The Grantibly perspective

Angelika's perspective

We are sociologists first. We naturally think about individuals, groups, organizations, systems, context, relationships, and patterns. In an evaluation, that means paying attention to who is included, who is missing, who holds decision-making power, and what conditions affect results.

We believe evaluation should collect enough of the right data to answer the questions that matter. And one of the questions we want every project team to keep asking is a simple one: whose perspective are we missing?

More questions about this topic

Is it ethical to evaluate a program using our own students?

Evaluating a program with your own students can be ethical when you follow your IRB's guidelines and plan for the power dynamic between a professor and the students they teach, for example by having an external evaluator ask the questions. Your IRB may have its own requirements for this situation.

Do participants have to take part in the evaluation?

Participants don't have to take part in the evaluation where consent is required: the federal rule says they must be told that participation is voluntary and that they can stop at any time without penalty. Your IRB will tell you how that applies to each part of your evaluation.

Can we use information we already collect, instead of asking people again?

You may be able to use information you already collect, such as participation records or institutional data, and reviewing what you already have first can mean asking participants for less. Check with your IRB and any data agreements before you do, because identifiable information about people can still fall under the federal rule.

Should we pay participants for taking part?

Whether to pay participants for taking part, or offer another incentive, should be decided in accordance with IRB rules and ethics as well as funder allowances. Check both before you mention an incentive to anyone.

Related pages

Angelika Gulbis, Ph.D.

Angelika Gulbis, Ph.D.

Angelika Gulbis, Ph.D. is a co-founder of Grantibly and a workforce development consultant who develops the workforce through evaluation, training, facilitation, and strategic planning. A sociologist and faculty member at Madison Area Technical College, her areas include wellbeing, emotional intelligence, leadership development, relationship dynamics and organizational culture. Her work helps organizations understand how programs create change through the relationships and systems they build, and use that understanding to do MORE good.

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