To fix an evaluation plan that reviewers flagged on a declined proposal, first work out why they flagged it, from the reviews and the panel summary, before you rewrite anything. Then fix the specific problem they named. Common reasons an evaluation plan gets flagged include an evaluation that only looks at the program at the end, a plan that isn't aligned with the project's goals and outcomes, and an evaluation scope and budget that don't match. Each one has a different fix, so what the reviewers said tells you where to start.
Read every comment about the evaluation in the reviews and the panel summary, and match each one to the problem it points to before you change the plan.
Each problem has a different fix, so knowing which one the reviewers saw tells you what to change.
Make a list of the evaluation comments, and next to each one write which part of the plan it is about: the timing, the alignment with your goals, or the budget.
The first thing to do is determine why it got flagged so you can fix it.
Lauren McClain, Ph.D., Grantibly
To read what the reviewers said about the evaluation, look for which of the common problems their comments point to. Here's one example of what a declined applicant receives. When the National Science Foundation declines a proposal, the principal investigator receives copies of the reviews and the panel summary, if there was one, without reviewers' names. If the reasons still aren't clear, NSF allows the investigator to ask the program officer for more information. Other funders share different amounts of feedback, so use whatever yours provides.
| What the comments point to | What it looks like in the plan | How to fix it |
|---|---|---|
| The evaluation only looks at the end | The plan evaluates the program only after it's finished, with no feedback while it's running | Build in evaluation methods and regular feedback to the project team throughout the project |
| The plan isn't aligned with the project | It collects too much, too little, or the wrong information for the project's goals and outcomes | Rewrite the evaluation questions from the goals, activities, and outcomes, then match the data to each question |
| The scope and the budget don't match | The plan promises more than the budget can pay for, or the budget is large for little work | Bring the scope and the budget into line |
The first problem is about timing. Reviewers like to see the evaluation used to improve the program as it's carried out, which is called formative evaluation, alongside the summative evaluation at the end. For example, NSF's Advanced Technological Education (ATE) program describes the evaluator's primary role as informing the project team's decisions about changes during the project, with a summative evaluation at the end. What's the difference between formative and summative evaluation, and why does my funder want both? explains the two.
When reviewers call an evaluation plan vague, it often means the plan doesn't show how each evaluation question connects to a goal, what data will answer it, from whom, and when. Spell those out. Start from the project's goals, activities, and outcomes, write the evaluation questions from them, and make sure the data you propose to collect and analyze addresses each one adequately.
Then check two more things. Does the plan collect both quantitative and qualitative data where a question needs both? And does the timing of the data collection make sense for the timing of the activities? A survey scheduled before participants have finished the activity it asks about, for example, can't answer the question it was meant to answer. What should the evaluation section of my grant proposal include? walks through what each part of the section needs to say.
You should consider bringing in an evaluator before you resubmit. An evaluator can align the evaluation plan with the project's goals and the budget with the scope, and can write the evaluation section. A common problem when the project team doesn't work with an evaluator during the proposal phase is that the evaluation gets under-priced, which is one of the problems reviewers notice.
If you worked with an evaluator on the declined proposal, consider whether a different one would serve you better. Bring them the reviews and the panel summary along with the proposal, so the revision starts from what the reviewers said. What can an evaluator actually do for me before I submit the proposal? describes that work, and How do I find an external evaluator for my federal grant? covers finding one.
We believe in sharing useful findings while there's still time to act on them. Annual reports and final reports matter, but project teams shouldn't have to wait until the end of a grant to learn something important. Evaluation shouldn't run on a separate track from the program. It should create a cycle that happens throughout the life of a project: program, data, learning, action, and program improvement.
More data isn't necessarily better data, either. We would rather have a focused evaluation that produces useful evidence than an enormous evaluation plan that creates survey fatigue, burdens project staff, and generates data no one has time to use.
Whether you have to respond to every reviewer comment when you resubmit depends on the funder, but the major concerns need to be clearly addressed. NSF, for example, allows a declined proposal to be resubmitted only after substantial revision, and it may return a resubmitted proposal without review if the revision hasn't clearly taken into account the major comments or concerns from the earlier review. Check your own funder's resubmission rules before you start.
Adding more data collection won't necessarily fix a weak evaluation plan, because the problem may be too much data, the wrong data, or data that doesn't connect to the project's goals. Fix the alignment first. Each piece of data should answer an evaluation question, and every addition increases the work for participants, project staff, and the evaluator, as well as the cost.
If the budget was the problem, bring the evaluation scope and the evaluation budget into line, in whichever direction they're off. Under-budgeting is more common, but a large budget for little evaluation work is also a mismatch reviewers will notice. How much of my grant budget should go to evaluation? covers how to set it.