Why do funders want an external evaluator instead of self-reporting?

Direct Answer

Funders want an external evaluator instead of self-reporting because they need information about a project that they and others can rely on. Results reported by the people who run a program are harder for anyone outside it to trust, however honest those people are, because the team has a stake in how the results turn out. An evaluator who's independent of the project doesn't have that stake. They can also ask participants questions without the power dynamic that comes with a professor or a program's own staff asking. That independence serves the program as well as the funder. It makes the results more credible when you report them to your funder, use them in a future proposal, or share them with your institution's leaders. It also gives the team someone whose job is to raise questions and share results that may be uncomfortable, early enough to act on them.

Lauren McClain, Ph.D.

Lauren McClain, Ph.D.

Co-founder and workforce development consultant, Grantibly

Best Move

Treat the requirement as a way to get credible, useful information about your project, and choose an evaluator who will work with your team throughout the grant.

Why It Works

Independent results carry more weight with funders, reviewers, and institutional leaders, and an evaluator involved from the start can help the team improve the project while it's still running.

Next Step

Read how your solicitation defines an independent evaluator, and ask any evaluator you're considering how they'd keep the evaluation independent while working closely with your team.

What you need to know

The report is only worth something to your funder, and useful to your own team, if it's honest.

Lauren McClain, Ph.D., Grantibly

What does "independent of the project" mean?

An evaluator who is independent of the project doesn't deliver the program, doesn't report to the people who lead it, and doesn't depend on the results looking good. Funders define the details differently, so check your solicitation. For example, NSF's Advanced Technological Education (ATE) program requires funds for an evaluator independent of the project. It allows that evaluator to work at the project's home institution if they're in a separate organizational unit with a different reporting line. Other funders and programs may set different rules.

Independence also has a professional side. The American Evaluation Association's Guiding Principles ask evaluators to disclose any actual, perceived, or potential conflicts of interest before they accept an evaluation, and to manage them throughout. When you talk with an evaluator, it's reasonable to ask how they'd handle a conflict if one came up.

An independent evaluator still works closely with the team. NSF's ATE solicitation expects project staff to work with the external evaluator to improve the quality of the data collected. A good external evaluator stays close to the work while keeping the judgment about results separate from the people delivering the program.

What's wrong with reporting on our own program?

What's wrong with reporting on your own program is the arrangement it creates. When the team that designs and runs a program also decides how well it's working, a reader has no way to tell how much the results reflect the program and how much they reflect the team's hopes for it. That's true even when the team is careful and honest, which most are.

The arrangement can also affect the information itself. Students or participants who depend on program staff for grades, services, or support may give the answers they think those staff want to hear. An external evaluator asking questions and keeping answers private removes that power dynamic, which can make the information more accurate as well as more credible.

Program teams still report on their own work all the time, and they should. Counts of activities, participation, and progress belong in your reports. What an external evaluator adds is an independent account of what those numbers mean and what the project is learning.

What does the program get from an external evaluator, not just the funder?

The program gets an evaluator whose job is to help the team learn while there's still time to act, along with results that carry weight outside the program. An external evaluator involved throughout the grant can share what's working and what isn't during the project, not just in a final report, so the team can adjust recruitment, supports, or activities as it goes.

Credible results also travel. They can strengthen your next proposal, support a request to your institution for continued funding, and help you explain the value of the work to partners, boards, and the people your program serves. If a result is disappointing, an independent account of what happened and why gives the team an honest basis for improving the program. It's an opportunity to do things better.

What does the evaluation process look like from kickoff to final report? walks through how that work unfolds across a grant.

The Grantibly perspective

Lauren's perspective

Evaluation may be required by a funder, but compliance should never be its only purpose. At its best, evaluation helps organizations understand what's working, what's not working, what they're learning, and what they should do next.

Evaluation shouldn't begin with the assumption that a project is successful and then look for evidence to support that conclusion. The purpose is to learn. We want clients to see evaluation as a source of information rather than a judgment.

More questions about this topic

Will an external evaluator be harder on our program?

An external evaluator won't be harder on your program, but they will report what the evidence shows, which often includes both strengths and opportunities for improvement. You can ask an evaluator to add context, correct errors, and make a report clearer; you can't ask them to change the results. What if the evaluation shows my program isn't working? covers what to do when results are disappointing.

Do all funders require an external evaluator?

Not all funders require an external evaluator, and the ones that do define it in different ways, so your solicitation is the place to check. Should I hire an external evaluator or handle evaluation in-house? helps when the choice is yours.

Can our project team still collect some of the data?

Your project team can often still collect some of the data, such as attendance and participation records, while the external evaluator designs the evaluation and interprets the results. Agree on who collects what at the start of the grant.

Can an evaluator from our own institution be independent?

An evaluator from your own institution can sometimes be independent, depending on your funder's rules; NSF's ATE program, for example, allows it when the evaluator works in a separate unit with a different reporting line. Can our internal institutional researcher do the evaluation to save money? looks at that case.

Related pages

Lauren McClain, Ph.D.

Lauren McClain, Ph.D.

Lauren McClain, Ph.D. is a co-founder of Grantibly and a workforce development consultant who develops the workforce through evaluation, training, facilitation, and strategic planning. A sociologist and former faculty member at Savannah State University and Western Kentucky University, she taught more than 50 social research methods courses, mentored more than 21 thesis and dissertation committees, and served on three Institutional Review Boards. Her work helps organizations use evidence to understand what is happening, decide what to do next, and do MORE good.

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